SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SACKS RODNEY C

(Last) (First) (Middle)
1 MONSTER WAY

(Street)
CORONA CA 92879

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Monster Beverage Corp [ MNST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/14/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2013 G(1) V 46,660 A $0 1,239,218 D
Common Stock 1,881,856 I By Brandon Limited Partnership No. 1(2)
Common Stock 9,815,648 I By Brandon Limited Partnership No. 2(2)
Common Stock 4 I By HRS Holdings, L.P.(2)
Common Stock 4 I By Hilrod Holdings, L.P.(2)
Common Stock 184,924 I By Hilrod Holdings IV, L.P.(2)
Common Stock 71,428 I By Hilrod Holdings V, L.P.(2)
Common Stock 257,900 I By Hilrod Holdings VI, L.P.(2)
Common Stock 40,072 I By Hilrod Holdings VII, L.P.(2)
Common Stock 189,528 I By Hilrod Holdings VIII, L.P.(2)
Common Stock 453,740 I By Hilrod Holdings IX, L.P.(2)
Common Stock 92,332 I By Hilrod Holdings X, L.P.(2)
Common Stock 168,414 I By Hilrod Holdings XI, L.P.(2)
Common Stock 170,356 I By Hilrod Holdings XII, L.P.(2)
Common Stock 77,121 I By RCS 2009 GRAT #2(2)
Common Stock 45,856 I By RCS Direct 2010 GRAT(2)
Common Stock 6,685 I By RCS Direct 2010 GRAT #2(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $3.294 (3) 03/23/2015 Common Stock 2,400,000 1,904,890 D
Employee Stock Option (right to buy) $8.435 (3) 11/11/2015 Common Stock 1,200,000 960,000 D
Employee Stock Option (right to buy) $15.86 (3) 06/02/2018 Common Stock 800,000 326,304 D
Employee Stock Option (right to buy) $17.82 (4) 12/01/2019 Common Stock 500,000 300,000 D
Employee Stock Option (right to buy) $53.96 (5) 06/03/2023 Common Stock 210,000 210,000 D
Employee Stock Option (right to buy) $70.06 03/14/2014 A 210,000 (6) 03/14/2024 Common Stock 210,000 $0 210,000 D
Restricted Stock Units (7) (8) (9) Common Stock 261,000 87,000 D
Explanation of Responses:
1. Represents shares transferred from an existing grantor retained trust to the reporting person as the proceeds of in-kind annuity payments from such existing grantor retained trust.
2. The reporting person is one of the general partners of each of Brandon Limited Partnership No. 1, Brandon Limited Partnership No. 2, HRS Holdings, L.P., Hilrod Holdings, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P., Hilrod Holdings VIII, L.P., Hilrod Holdings IX, L.P., Hilrod Holdings X, L.P., Hilrod Holdings XI, L.P., and Hilrod Holdings XII, L.P. The reporting person is the trustee of each of RCS 2009 GRAT #2, RCS Direct 2010 GRAT and RCS Direct 2010 GRAT #2.
3. The options are currently vested.
4. The options are currently vested with respect to 200,000 shares. The remaining options vest on December 1, 2014.
5. The options vest in three equal installments on June 3, 2014, 2015 and 2016.
6. Granted March 14, 2014 pursuant to the Company's 2011 Omnibus Incentive Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in three equal installments on March 14, 2015, 2016 and 2017.
7. The restricted stock units were granted under the Monster Beverage Corporation 2011 Omnibus Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock as of the vesting date.
8. The remaining restricted stock units vest on September 1, 2014.
9. Not applicable.
Remarks:
Rodney C. Sacks 03/17/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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